Frequently Answered Question

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What types of cases do you mediate?

While I’ve mediated all kinds of cases, my main focus is on matters involving financial issues and financial institutions.  I work on cases between investors/consumers and their broker-dealers, registered investment advisors (RIAs), insurance companies, and mortgage companies, to name a few.  I mediate cases between financial services institutions and their employees/independent contractors on a wide variety of issues, including claims of wrongful termination, harassment or hostile work environment, CRD defamation, Protocol issues and others.  And when financial institutions have disagreements between them, I mediate those cases, too. 

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Call: 714.876.8797